- KYC; - Due Dilligence - Development, testing and implementation of unique software to optimize and improve the performance of the Exchage in terms of compliance control, AML (according to the requirements of the AIFC); - Development of business requirements and statements of tasks for software products and reporting formats for automation and monitoring of the Exchange business processes, necessary for the proper performance of duties; - On-line monitoring of all exchange operations for the sign of illegal actions; - Development and implementing policies, internal regulatory documents (according to the requirements of the AIFC);

- KYC; - Organization of inspections/investigations of appeals based on the information obtained through monitoring. - Coordination of in-house inspections/investigations conducted by structural units until full completion and corrective action. - Monitoring of updates of regulatory requirements with their further application and updating in the company's internal regulatory documents to minimize Compliance risks. - Analysis of the company's internal business processes to identify compliance risks, with further elaboration of internal regulatory documents and development of an action plan to minimize them. - Сontrol over compliance with regulatory requirements and internal documents, with further reporting to the management on compliance risks. - Development, testing and implementation of unique software to optimize and improve the performance of the Group in terms of compliance control, AML and FATCA. - Development of business requirements and statements of tasks for software products and reporting formats for automation and monitoring of the Groups business processes, necessary for the proper performance of duties. - Training of company employees in compliance areas. - Monitoring of candidates, suppliers of services and goods, employees of the Company for affiliation and corruption factors. Analysis of contracts to exclude compliance risks.

Anti-corruption in the company and subsidiaries. Development of relevant regulatory documents. Training of SDOs. Analysis and investigation of received requests. Preparation of quarterly and annual reports for the management of JSC NC "KazMunayGas".

• monitoring compliance of the foreign currency transactions of the second-tier banks with the requirements of the legislation of the Republic of Kazakhstan governing currency transactions; • Consolidation of information regarding foreign exchange transactions of second-tier banks on issues of currency control and regulation; • regulation and control over observance of the currency legislation of the Republic of Kazakhstan when conducting export-import foreign exchange transactions of second-tier banks, receipt by residents of account numbers of export and import contracts and operations with contracts not subject to registration; • development of regulatory documents regarding foreign exchange control and regulation. • correspondence on currency control and regulatory matters with second-tier banks, authorized bodies; • development of measures to automate and optimize existing software regarding currency regulation; • performance of other functions within the competence of currency regulation and monitoring of currency transactions;

- daily monitoring of banking operations subject to financial monitoring; - analysis, identification and suspension of suspicious transactions; - verification of the generated information on transactions subject to financial monitoring, as well as suspicious transactions for compliance with the established message format; - interaction with the structural divisions of the Bank regarding the collection of information on identified suspicious transactions; - providing advice, preparing clarifications and providing practical assistance to employees of structural divisions and branches of the Bank on issues of counteracting the legalization (laundering) of illegal proceeds and the financing of terrorism; - preparation of reports at the request of the management of the Bank or the Internal Audit Service; - preparation of responses to official letters, as well as additional requests for Bank customers and their operations for the Committee for Financial Monitoring of the Ministry of Finance of the Republic of Kazakhstan, NB RK; - Identification of asset laundering transactions: analysis of suspicious transactions of clients (legal entities), tracking of initiators of a transaction, verification of client data during transactions, analysis of transactions subject to financial monitoring by threshold values ​​and relevant suspicious criteria; - Identification and analysis of the beneficial owners of offshore organizations for participation in Foreign Public Officials (residents and non-residents of the Republic of Kazakhstan); - Identification of suspicious transactions (laundering of assets, with their withdrawal abroad) - Interaction with correspondent banks (including non-residents) regarding Compliance Control, AML, KYC, foreign exchange transactions, international commodity contracts, securities, financial instruments; - Development, testing and implementation of unique software to optimize and improve the Bank's performance in terms of compliance control, AML and FATCA; - Interaction with stakeholders regarding Compliance Control, KYC and FATCA (branches, divisions and subsidiaries of the Bank authorized by state and law enforcement agencies) - analysis, development, testing of scenarios in the “AML 2.0 Financial Monitoring System” (hereinafter referred to as “AML” software) for transactions subject to financial monitoring, as well as for suspicious transactions; - testing and putting into commercial operation the version of software “AML v 2.0”; - technical support of the AML 2.0 software, and the solution of technical problems arising during the work with the Supplier and the Bank's IT departments; - technical support of the SDFD software, and the solution of technical problems arising during the work; - development of business requirements and statement of tasks for software products and reporting formats for automation and monitoring of the Bank's business processes, necessary for the proper performance of duties; - development of technical business requirements for the completion and change of the functionality of the New Athena ABIS, the Colvir ABS, the Pallada software in the part of the Law on SubAFT, necessary for the proper performance of duties; - Carrying out relevant measures for the technical integration of second-tier banks (Alliance Bank JSC, Temirbank JSC and Fortebank JSC) at their merger, participation in the working group; - development of technical business requirements for migration from “Colvir v 3.3” to ABIS “Colvir v 3.9”; - development of technical business requirements for setting up integration of the ABIS “Colvir v 3.9”, “Compass Plus” with the “AML 2.0” software; Additionally: • compliance risk management, preparation of management reporting • maintaining a list of affiliates and persons related to the Bank with special relationships • maintaining a list of insiders • interaction with subsidiaries on the above issues

Preparation of monthly management report of the Bank for Cooperation with the Committee for Financial Monitoring (CPM); • Correspondence with the structural units of the Bank on counteraction to legalization (laundering) and terrorist financing (AML); • Interaction with government agencies, including the NBK, law enforcement agencies and other interested entities to joint resolution of the issues raised; • Develop and present recommendations for addressing the identified violations and deficiencies in the units of the Bank, whose activities are related to operations (transactions) in the financial market, as well as recommendations for optimizing the operation of these units; • an official investigation of violations of the Bank's employees legislation of the Republic of Kazakhstan and professional standards in the financial market; • Analysis of customer complaints and the counterparty to the transaction (transactions) to the Bank or the actions of some of its employees in the performance of their duties on the Bank's activities in the financial market; • Verification of customer data in carrying out transactions for compliance with the list of banned individuals and entities; • Analysis and commissioning software ARM SDFO information on transactions subject to financial monitoring on thresholds and operations that meet the criteria of suspicion.

• Analysis of financial markets on price quotations (KASE, NASDAQ, NYSE, LSE); • reporting and notification trading and corporate events; • Entering the trade data and corporate events in the information system of the bank; • Contracts with customers custodial services; • Report on the custodial activity in the parent company UniCredit Group; • Opening and asset management of personal accounts of clients; • Execution of direct instructions from the client, acting on the basis of the legislation of Kazakhstan (transfer of securities and the exercise of trading on the stock market); • Calculation of prudential standards and limits required for the customer's investment.

• The development of the automobile and tourism business; • Organization of business processes and management of economic and business activities; • Development of new business lines; • Involve partners and investors for development; • Extensive experience in the organization of meetings and business negotiations.